SEC says most meme coins are not securities
A visible illustration of dogecoin and different cryptocurrencies.Yuriko Nakao | Getty PhotosThe Securities and Change Fee issued lengthy wanted steerage ...
Tag: SEC
Hindenburg says not under investigation by US SEC
US short-seller Hindenburg Analysis has mentioned it isn't beneath investigation by the US SEC because it rubbished alleged hyperlinks of ...
Robinhood to pay $45 million to settle SEC charges over record keeping, other violations By Reuters
NEW YORK (Reuters) - On-line buying and selling agency Robinhood Markets (NASDAQ:) has agreed to pay $45 million to settle ...
Financial Crime Weekly: SEC Charges Tai Mo Shan With Misleading Terra USD Investors, Rocket Companies Sued Over Alleged Kickback Scheme – Rocket Companies (NYSE:RKT)
Client Monetary Safety Bureau Sues Rocket Houses, Alleges Kickback Scheme The Client Monetary Safety Bureau sued Rocket Houses, a division ...
US SEC issues summons for India’s Adani, nephew on bribery allegations By Reuters
(Corrects paragraph 1 to take away extraneous 'the') (Reuters) -The U.S. Securities and Alternate Fee has issued a summons to ...
US judge rejects SEC bid to sanction Elon Musk By Reuters
By Jonathan Stempel (Reuters) -A federal choose on Friday rejected the U.S. Securities and Change Fee's request to sanction Elon ...
Watch Ripple CEO Brad Garlinghouse speak live on legal battle with SEC and upcoming election
Ripple Labs CEO Brad Garlinghouse will converse at DC Fintech Week in Washington, D.C., on Wednesday afternoon.Ripple, the biggest holder ...
SEC charges Merrill Lynch, Harvest Volatility Management for ignoring client investment limits
A emblem for monetary service firm Merrill Lynch is seen in New York.Emmanuel Dunand | Afp | Getty PhotosThe U.S. ...
US SEC sues Silvergate for securities fraud By Reuters
(Reuters) - The U.S. Securities and Change Fee (SEC) has sued crypto-focused financial institution Silvergate Capital (OTC:) Corp in a ...
The SEC ruling on Ethereum ETFs could mark a historic shift in crypto investing
VanEck CEO Jan van Eck sees a significant sentiment shift underway within the cryptocurrency market linked to the U.S. Securities ...