Robinhood to pay $45 million to settle SEC charges over record keeping, other violations By Reuters
NEW YORK (Reuters) - On-line buying and selling agency Robinhood Markets (NASDAQ:) has agreed to pay $45 million to settle ...
Tag: Violations
BlockFi’s Lending License Revoked By California Regulator Over Violations
The California Division of Monetary Safety and Innovation (DFPI) has taken decisive motion towards BlockFi Lending LLC by revoking its ...
Freedom Mortgage in hot water again over data violations
Learn extra: CFPB takes motion towards mortgage lender for unlawful actions The CFPB’s preliminary evaluation of 159 information in Freedom’s ...
Deutsche Bank unit settles with SEC over ESG and AML violations for $25M By Investing.com
© Reuters. A subsidiary of Deutsche Financial institution, DWS Funding Administration Americas, has agreed to pay a $25 million penalty ...